These unscrupulous elements, who are cheating investors or the public using the name of Sebi have already come to the notice of the markets watchdog and the regulator has cautioned the investors and the general public against such traps. Source linkContinue Reading
The watchdog has imposed a fine of Rs 1 crore on Vivek Kanwar, who was the Managing Director of Yes Bank, Rs 50 lakh each on Ashish Nasa and Jasjit Singh Banga, who were part of the bank’s private wealth management team at the time of violation. Source linkContinue Reading
Capital markets watchdog Sebi on Monday came out with fresh guidelines on reporting formats for mutual funds. Source linkContinue Reading
Bengaluru-basedShriram Propertieshas filed a draft document with market regulator Sebi to raise up to Rs 800 crore through an initial public offer (IPO) Source linkContinue Reading
The order follows an investigation carried out by Sebi between September 2011 and September 2012. Source linkContinue Reading
SEBI had penalised Ambani brothers and other promoter family members for not making regulatory disclosures when they collectively raised their shareholding in RIL by nearly 7 per cent by subscribing to the January 2000 issue. Source linkContinue Reading
The charge: Promoter stake in RIL raised by 6.83% in Jan 2000, on conversion of warrants issued in 1994, without making open offer as per SAST rules of 1997 Source linkContinue Reading
Alternative Investment Funds (AIFs) will have to submit report on their activities on a quarterly basis. The report has to be submitted within 10 days from the end of a quarter and the new requirement will be effective from the quarter ending December 31, 2021, as per a circular. SourceContinue Reading
The Securities and Exchange Board of India (Sebi) has asked Indian companies to work towards separating the roles of chairperson and managing director (MD) Source linkContinue Reading
The company plans to give partial exits to its four existing investors — TPG Capital, Tata Capital, Walton Street Capital and Starwood Capital — which hold around 58 per cent stake in the company. Source linkContinue Reading